Practice Areas


We assist clients with all of their most important corporate needs, whether that involves business formation, mergers and acquisitions, securities offerings or complying with securities laws. Our goal is to provide innovative solutions for the issues that arise in our clients' transactions through a highly collaborative approach. We have experience representing clients in a wide variety of industries. We advise public companies and their executives, directors and affiliates regarding regulatory matters, corporate governance practices, SEC reporting and disclosure issues, enforcement matters, and securities transactions.


Our representative experience includes:


  • Disclosure and other regulatory obligations under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Sarbanes-Oxley Act.
  • Counseling concerning sales of securities by insiders and affiliates, including Section 16 compliance, Rule 144 compliance, and insider trading guidelines and restrictions.
  • M&A transactions for both private and public companies. 
  • Equity and debt offerings.
  • Reverse merger transactions.
  • Private placements.
  • Corporate governance practice.
  • Contract drafting of various corporate agreements, including employment agreements, stock options, warrants, lockup/leak-out agreements, settlement agreements, operating agreements, promissory notes and security agreements .